New Zealand Gazette, 1990
170
28 September 1990
Supplement to 27 September 1990
🏭 Trade, Customs & Industry
Approval and Regulations for New Zealand Futures and Options Exchange Limited
3581-3676



Page 3581 - Financial Exchange Notice
  • 🏭 New Zealand Futures and Options Exchange Limited
Page 3582 - Futures and Options Exchange Approval
  • 🏭 Approval of Articles of Association for New Zealand Futures and Options Exchange Limited
Page 3583 - Articles of Association
  • 🏭 Approval of Articles of Association for New Zealand Futures and Options Exchange Limited
Page 3584 - Definitions in Articles of Association
  • 🏭 Definitions in Articles of Association for New Zealand Futures and Options Exchange Limited
Page 3585 - Futures and Options Exchange Definitions
  • 🏭 Definitions in Articles of Association for New Zealand Futures and Options Exchange Limited
Page 3586 - Definitions in Articles of Association
  • 🏭 Definitions in Articles of Association for New Zealand Futures and Options Exchange Limited
Page 3587 - Financial Definitions
  • 🏭 Definitions in Articles of Association for New Zealand Futures and Options Exchange Limited
Page 3588 - Definitions in Articles of Association
  • 🏭 Definitions in Articles of Association for New Zealand Futures and Options Exchange Limited
Page 3589 - Articles of Association
  • 🏭 Definitions in Articles of Association for New Zealand Futures and Options Exchange Limited
  • 🏭 Classes of Membership in Articles of Association
Page 3590 - Membership Rules and Trading Rights
  • 🏭 Classes of Membership in Articles of Association
  • 🏭 Restrictions on Eligibility for Membership
  • 🏭 Trading Rights of Members
Page 3591 - Trading Rights of Members
  • 🏭 Trading Rights of Members
Page 3592 - Membership Admission Rules
  • 🏭 Admission to Membership for Trading Members
Page 3593 - Trading and Affiliate Membership Admission Rules
  • 🏭 Admission to Membership for Trading Members
  • 🏭 Admission to Membership for Affiliate Members
Page 3594 - Affiliate Membership Rules
  • 🏭 Admission to Membership for Affiliate Members
  • 🏭 Local Members Admission Process
Page 3595 - Trading Member Regulations
  • 🏭 Local Members Admission Process
Page 3596 - Exchange Membership Rules
  • 🏭 Local Members Admission Process
  • 🏭 Introducing Broker Members Admission Process
Page 3597 - Exchange Membership Regulations
  • 🏭 Introducing Broker Members Admission Process
  • 🏭 Trading Members Subscriptions and Levies
Page 3598 - Affiliate and Local Members Subscriptions and Levies
  • 🏭 Trading Members Subscriptions and Levies
Page 3599 - Trading Members Regulations
  • 🏭 Trading Members Subscriptions and Levies
Page 3600 - Trading Members Conduct
  • 🏭 Trading Members Subscriptions and Levies
  • 🏭 Trading Members Conduct
Page 3601 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3602 - Trading Member Conduct Rules
  • 🏭 Trading Members Conduct
Page 3603 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3604 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3605 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3606 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3607 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3608 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3609 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3610 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3611 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3612 - Trading Members Conduct
  • 🏭 Trading Members Conduct
Page 3613 - Trading Members Disciplinary Action
  • 🏭 Trading Members Disciplinary Action
Page 3614 - Trading Members Disciplinary Action
  • 🏭 Trading Members Disciplinary Action
Page 3615 - Trading Member Disciplinary Procedures
  • 🏭 Trading Members Disciplinary Action
Page 3616 - Trading Members Disciplinary Procedures
  • 🏭 Trading Members Disciplinary Action
  • 🏭 Expulsion of Trading Members Procedures
  • 🏭 Affiliate Members Disciplinary Action
Page 3617 - Affiliate Members Disciplinary Action
  • 🏭 Affiliate Members Disciplinary Action
Page 3618 - Disciplinary Procedures and Transfer of Open Positions
  • 🏭 Affiliate Members Disciplinary Action
  • 🏭 Transfer of Open Positions
Page 3619 - Trading Regulations and Disciplinary Actions
  • 🏭 Transfer of Open Positions
  • 🏭 Disciplinary Actions for Local Members
Page 3620 - Disciplinary Procedures for Local Members
  • 🏭 Disciplinary Actions for Local Members
Page 3621 - Disciplinary Actions for Introducing Broker Members
  • 🏭 Disciplinary Actions for Introducing Broker Members
Page 3622 - Introducing Broker Member Disciplinary Actions
  • 🏭 Disciplinary Actions for Introducing Broker Members
Page 3623 - Trading Member Regulations
  • 🏭 Disciplinary Actions for Introducing Broker Members
  • 🏭 Changes in Control of Trading Members
Page 3624 - Trading Member Regulations
  • 🏭 Changes in Control of Trading Members
Page 3625 - Trading Member Regulations
  • 🏭 Changes in Control of Trading Members
  • 🏭 Changes in Control of Affiliate Members
Page 3626 - Affiliate Member Control Changes
  • 🏭 Changes in Control of Affiliate Members
Page 3627 - Changes in Control of Affiliate Members
  • 🏭 Changes in Control of Affiliate Members
Page 3628 - Stock Exchange Regulations
  • 🏭 Changes in Control of Affiliate Members
  • 🏭 Resignation of Trading Members
  • 🏭 Resignation of Affiliate Members
Page 3629 - Membership Resignation Rules
  • 🏭 Resignation of Affiliate Members
  • 🏭 Resignation of Local Members
  • 🏭 Resignation of Introducing Broker Members
Page 3630 - Stock Exchange Rules
  • 🏭 Resignation of Introducing Broker Members
  • 🏭 Transfer of Trading Membership
Page 3631 - Trading and Affiliate Membership Transfer Rules
  • 🏭 Transfer of Trading Membership
  • 🏭 Transfer of Affiliate Membership
Page 3632 - Exchange Rules and Procedures
  • 🏭 Transfer of Affiliate Membership
  • 🏭 Non-Member Conduct
  • 🏭 General Meetings of Trading Members
Page 3633 - General Meeting Procedures
  • 🏭 General Meetings of Trading Members
Page 3634 - General Meeting Procedures
  • 🏭 General Meetings of Trading Members
Page 3635 - General Meetings of Trading Members
  • 🏭 General Meetings of Trading Members
Page 3636 - Exchange Rules and Regulations
  • 🏭 Voting Rights and Proxy Rules for Trading Members
Page 3637 - Proxy Rules for Trading Members
  • 🏭 Voting Rights and Proxy Rules for Trading Members
Page 3638 - Exchange Regulations
  • 🏭 Voting Rights and Proxy Rules for Trading Members
  • 🏭 General Meetings of Affiliate Members
  • 🏭 Powers of Directors
Page 3639 - Exchange Management By-Laws
  • 🏭 Powers of Directors
  • 🏭 Number and Qualification of Directors
  • 🏭 Casual Vacancies in the Board
Page 3640 - Corporate Governance Rules
  • 🏭 Casual Vacancies in the Board
  • 🏭 Disqualification of Directors
  • 🏭 Rotation of Directors
  • 🏭 Retention of Office by Retiring Directors
  • 🏭 Filling Vacancies in the Board
  • 🏭 Eligibility for Election to the Board
  • 🏭 Notice of Nominations for Directors
Page 3641 - Corporate Governance Rules
  • 🏭 Notice of Nominations for Directors
  • 🏭 Rules for Removal and Appointment of Directors
  • 🏭 Provisions for Alternate Directors
Page 3642 - Corporate Governance Rules
  • 🏭 Provisions for Alternate Directors
  • 🏭 Appointment and Duties of Managing Director
  • 🏭 Share Capital Regulations
Page 3643 - Share Capital Regulations
  • 🏭 Share Capital Regulations
Page 3644 - Share Capital Regulations
  • 🏭 Share Capital Regulations
Page 3645 - Share Capital Regulations
  • 🏭 Share Capital Regulations
Page 3646 - Share Capital Regulations
  • 🏭 Share Capital Regulations
Page 3647 - Company Articles of Association
  • 🏭 Share Capital Regulations
Page 3648 - Corporate Governance Rules
  • 🏭 Share Capital Regulations
Page 3649 - Corporate Governance Regulations
  • 🏭 Share Capital Regulations
  • 🏭 Directors' Remuneration and Expenses
  • 🏭 Minutes of Board Meetings
  • 🏭 Signing of Negotiable Instruments
  • 🏭 Committees of the Board
Page 3650 - Investigations Committee Regulations
  • 🏭 Establishment of Investigations Committee
Page 3651 - Exchange Governance Rules
  • 🏭 Establishment of Investigations Committee
  • 🏭 Appointment and Duties of Secretary
  • 🏭 Common Seal Usage and Custody
  • 🏭 Accounting Records and Inspection
Page 3652 - Exchange Regulations
  • 🏭 Accounting Records and Inspection
  • 🏭 Preparation of Financial Statements
  • 🏭 Appointment of Auditors
  • 🏭 Notice Procedures
Page 3653 - Exchange Regulations
  • 🏭 Winding Up Procedures for the Exchange
  • 🏭 Distribution of Assets Upon Winding Up
  • 🏭 Indemnity for Exchange Officers
  • 🏭 Disclaimer of Liability for Exchange Officers
Page 3654 - Exchange By-Laws
  • 🏭 Disclaimer of Liability for Exchange Officers
  • 🏭 By-Laws for Exchange Operations
Page 3655 - Exchange By-Laws
  • 🏭 By-Laws for Exchange Operations
Page 3656 - Exchange By-Laws
  • 🏭 By-Laws for Exchange Operations
Page 3657 - Fidelity Fund Regulations
  • 🏭 By-Laws for Exchange Operations
Page 3658 - Fidelity Fund Regulations
  • 🏭 By-Laws for Exchange Operations
Page 3659 - Fidelity Fund Regulations
  • 🏭 By-Laws for Exchange Operations
Page 3660 - Fidelity Fund Regulations
  • 🏭 By-Laws for Exchange Operations
Page 3661 - Fidelity Fund Regulations
  • 🏭 By-Laws for Exchange Operations
  • 🏭 Rights of Innocent Agent in Relation to Fidelity Fund
  • 🏭 Notice Calling for Claims Against Fidelity Fund
Page 3662 - Fidelity Fund Claims
  • 🏭 Fidelity Fund Claims Notice and Procedures
Page 3663 - Fidelity Fund Regulations
  • 🏭 Fidelity Fund Claims Notice and Procedures
Page 3664 - Fidelity Fund and Exchange Regulations
  • 🏭 Fidelity Fund Claims Notice and Procedures
  • 🏭 Indemnity Clause for Fidelity Fund Compensation
  • 🏭 Exclusion of Table A Regulations
  • 🏭 Client Acknowledgement Form for Trading Members
Page 3665 - Client Acknowledgement Form
  • 🏭 Client Acknowledgement Form for Trading Members
Page 3666 - Trading Member Client Acknowledgement Form
  • 🏭 Client Acknowledgement Form for Trading Members
Page 3667 - Client Acknowledgement Form for Trading Members
  • 🏭 Client Acknowledgement Form for Trading Members
Page 3668 - Client Acknowledgement Form for Trading Members
  • 🏭 Client Acknowledgement Form for Trading Members
Page 3669 - Trading Member Forms
  • 🏭 Client Acknowledgement Form for Trading Members
  • 🏭 Client Acknowledgement Form for Trading Member or Affiliate Member with Clearing Member Client
Page 3670 - Client Acknowledgement Form
  • 🏭 Client Acknowledgement Form for Trading Member or Affiliate Member with Clearing Member Client
Page 3671 - Client Acknowledgement Forms
  • 🏭 Client Acknowledgement Form for Trading Member or Affiliate Member with Clearing Member Client
  • 🏭 Client Acknowledgement Form for Introducing Broker Member with Non-Clearing Member Client
Page 3672 - Client Acknowledgement Form for Introducing Broker Member with Non-Clearing Member Client
  • 🏭 Client Acknowledgement Form for Introducing Broker Member with Non-Clearing Member Client
Page 3673 - Financial Risk Disclosure
  • 🏭 Client Acknowledgement Form for Introducing Broker Member with Non-Clearing Member Client
  • 🏭 Statement of Risk for Investors in Futures and Option Contracts
Page 3674 - Futures and Options Trading Agreement
  • 🏭 Statement of Risk for Investors in Futures and Option Contracts
  • 🏭 Introducing Broker – Principal Broker Agreement
Page 3675 - Brokerage Agreement Terms
  • 🏭 Introducing Broker – Principal Broker Agreement
Page 3676 - Futures Trading Regulations
  • 🏭 Introducing Broker – Principal Broker Agreement

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