New Zealand Gazette – 1990 – No. 170

Page 3666

✨ Trading Member Client Acknowledgement Form

NEW ZEALAND GAZETTE

No. 170

Exchange (or such other member of the Board as the Board may appoint) as my attorney to do all things necessary to transfer any open position held by you on my behalf to another Trading Member where your trading rights have been suspended by the Board of the Exchange other than as a result of default in meeting commitments to any clearing house.

The following persons are authorised to instruct you on my account until this authority is altered or revoked in writing by me:

DATED this day of ____ 19_____.

(Signature)

Notes to Broker:
(1) A copy of the Statement of Risk (Form 5) must be attached to this form before signing.

(2) Where this form is to be used by a client who has been introduced by an Introducing Broker Member, omit clause 10 and substitute the following clause:

(a) I have been introduced to you by ___ (the Introducing Broker) who will be responsible for the giving of instructions with respect to trading on my account and I hereby authorise you to accept and act on such instructions. In giving instructions to you, the Introducing Broker will be acting as my agent and I acknowledge that I am responsible for instructions so given.

(b) You will be responsible for the trading, or the giving of instructions for trading, in futures and options contracts on my behalf in accordance with instructions given by the Introducing Broker or by me and for providing all necessary contract notes and monthly statements in relation to such trading directly to me, whether you have received trading instructions from the Introducing Broker or from me.

(c) I acknowledge that you will be paying a commission or other fee to the Introducing Broker in respect of trades executed by you on my behalf out of the commission which I pay to you.

(d) *You are authorised to pay any moneys owing to me directly to me at my address, or to bank A/c No. ____ at _____ Bank Branch, being an account over which I am the sole signatory.

(e) I shall not pay any moneys to or lodge any property with the Introducing Broker and any moneys or property shall be lodged directly with you, except as provided in clause 10(f).

(f) *I may lodge cheques with the Introducing Broker in respect of my obligations to you for margins provided such cheques are crossed ‘not negotiable, account payee only’ and are made payable to the client funds account of the

PDF embedding disabled (Crown copyright)

View this page online at:

VUW Te Waharoa — NZ Gazette 1990, No 170

NZLII — NZ Gazette 1990, No 170

Parliament House (depicted) was completed in 1918 and remains the primary seat of Parliament.

✨ LLM interpretation of page content

🏭 Client Acknowledgement Form for Trading Members (continued from previous page)

Domain🏭 Trade, Customs & Industry
KeywordsClient Acknowledgement, Trading Member, Non-Clearing Member, Futures Contracts, Option Contracts

As the Gazette has been published for more than 185 years, copyright status depends on the publication date of each issue:

1840–1925 (Public Domain): Issues of the New Zealand Gazette and Provincial Gazettes from this period are in the public domain, as the term of Crown copyright (100 years) has expired. Mechanical reproductions (e.g., scanned PDFs) of these public domain documents do not attract new copyright.
1926–1999 (Crown Copyright): Issues from this period remain subject to Crown copyright. Usage of these issues in this project is "Fair Dealing" for research purposes and consistent with the spirit of the open-access principles championed by NZGOAL, ie, "The default licensing position under ... NZGOAL is the Creative Commons Attribution 4.0 International licence ... [t]o the greatest extent possible, agencies should apply this licence to copyright material on their websites"
2000–Present (CC-BY 3.0 NZ): Gazette issues published on gazette.govt.nz are Crown copyright but are explicitly licensed by the Department of Internal Affairs under the Creative Commons Attribution 3.0 New Zealand licence (CC-BY 3.0 NZ). This project redistributes this content in accordance with those terms.

Nothing in this project is intended to infringe copyright, trademark law or personal privacy. Please contact me immediately if you have any concerns.

Third-Party Content

Where third-party content (e.g., notices submitted by external organisations) is identified within the Gazette, users should satisfy themselves regarding the copyright status of that specific content, as it may be subject to different ownership terms than the Gazette itself.

Sources and Attribution

NZ Gazette Sources

The primary sources for the issues of the NZ Gazette indexed by this project are:

New Zealand Gazette Archive, provided by Victoria University Library, copyright 2008 LexisNexis NZ Limited, Crown Copyright of New Zealand Gazette Office
- Issues from 1841-2008, including the New Munster, New Ulster, and Provincial Gazettes
New Zealand Gazettes by New Zealand Legal Information Institute (note: "NZLII is not the copyright owner in the source documents published on NZLII")
- Issues from 1913-1999
Gazette.govt.nz, Crown copyright / licensed by the Department of Internal Affairs under CC-BY 3.0 NZ
- Issues from 2000-2017

Additional Sources

Wellington City Recollect have made available a comprehensive and excellent-quality scan of the Wellington Provincial Gazette which was used to fill in a number of issues missing from Victoria University's Gazette Archive; in particular, all 1856 issues, issues 22-34 for 1864 and issues 9-19 for 1870.
27 issues of The New Zealand Advertiser and Bay of Islands Gazette (1840) were sourced from Papers Past (public domain).
Gazette Extraordinary No. 1 (1840), held at the Alexander Turnbull Library, Wellington, New Zealand. Imaged by Luke Howison at the National Library reading rooms; PDF released into the public domain.

PDF Icon

The PDF PDF Icon was made by Good Ware, CC BY-SA 4.0.

Masthead

The logo in the header is an edited version of “Winning Coat of Arms Competition Entry, 1908” by Archives New Zealand, CC BY 2.0 (found via Wikipedia).

Who made this?

I'm Luke Howison, a freelance web developer with an interest in genealogy. I have created several websites for genealogical research, such as NZ Ancestor Search Helper.