Articles of Association




NEW ZEALAND GAZETTE

28 SEPTEMBER

ARTICLES OF ASSOCIATION

OF

NEW ZEALAND FUTURES AND OPTIONS EXCHANGE LIMITED

TABLE OF CONTENTS

  1. ARTICLES OF ASSOCIATION

    1. DEFINITIONS
    2. MEMBERSHIP
    3. TRADING RIGHTS
    4. ADMISSION TO MEMBERSHIP
    5. SUBSCRIPTIONS AND LEVIES
    6. TRADING MEMBERS – CONDUCT
    7. AFFILIATE MEMBERS – CONDUCT
    8. LOCAL MEMBERS – CONDUCT
    9. INTRODUCING BROKER MEMBERS – CONDUCT
    10. TRADING MEMBERS – DISCIPLINARY ACTION
    11. AFFILIATE MEMBERS – DISCIPLINARY ACTION
    12. LOCAL MEMBERS – DISCIPLINARY ACTION
    13. INTRODUCING BROKER MEMBERS – DISCIPLINARY ACTION
    14. CHANGES IN CONTROL OF TRADING MEMBERS
    15. CHANGES IN CONTROL OF AFFILIATE MEMBERS
    16. CHANGES IN CONTROL OF INTRODUCING BROKER MEMBERS
    17. RESIGNATION OF MEMBERSHIP
    18. TRANSFER OF TRADING MEMBERSHIP
    19. TRANSFER OF AFFILIATE MEMBERSHIP
    20. NON-MEMBER CONDUCT
    21. GENERAL MEETINGS OF TRADING MEMBERS
    22. VOTES
    23. GENERAL MEETINGS OF AFFILIATE MEMBERS
    24. DIRECTORS
    25. SHARE CAPITAL
    26. CALLS ON SHARES
    27. FORFEITURE AND LIEN
    28. TRANSFER OF SHARES
    29. DIVIDENDS
    30. PROCEEDINGS OF THE BOARD
    31. COMMITTEES OF THE BOARD
    32. INVESTIGATIONS COMMITTEE
    33. SECRETARY
    34. COMMON SEAL
    35. ACCOUNTS
    36. APPOINTMENT OF AUDITORS
    37. NOTICES
    38. WINDING UP
    39. DISTRIBUTION OF ASSETS
    40. INDEMNITY
    41. DISCLAIMER
    42. BY-LAWS
    43. MINOR BREACHES OF BY-LAWS
    44. BUSINESS OF THE EXCHANGE
    45. FIDELITY FUND
    46. EXCLUSION OF TABLE A
  2. SCHEDULES
    CLIENT ACKNOWLEDGEMENTS (FORMS 1-4)
    STATEMENT OF RISK (FORM 5)
    INTRODUCING BROKER – PRINCIPAL BROKER AGREEMENT
    SCHEDULE OF MINOR BREACHES
    UNDERTAKING BY NOMINATING MEMBER



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VUW Te Waharoa PDF NZ Gazette 1990, No 170


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🏭 Approval of Articles of Association for New Zealand Futures and Options Exchange Limited (continued from previous page)

🏭 Trade, Customs & Industry
24 September 1990
Futures, Options, Exchange, Financial, Articles of Association