✨ Articles of Association
NEW ZEALAND GAZETTE
28 SEPTEMBER
ARTICLES OF ASSOCIATION
OF
NEW ZEALAND FUTURES AND OPTIONS EXCHANGE LIMITED
TABLE OF CONTENTS
-
ARTICLES OF ASSOCIATION
- DEFINITIONS
- MEMBERSHIP
- TRADING RIGHTS
- ADMISSION TO MEMBERSHIP
- SUBSCRIPTIONS AND LEVIES
- TRADING MEMBERS – CONDUCT
- AFFILIATE MEMBERS – CONDUCT
- LOCAL MEMBERS – CONDUCT
- INTRODUCING BROKER MEMBERS – CONDUCT
- TRADING MEMBERS – DISCIPLINARY ACTION
- AFFILIATE MEMBERS – DISCIPLINARY ACTION
- LOCAL MEMBERS – DISCIPLINARY ACTION
- INTRODUCING BROKER MEMBERS – DISCIPLINARY ACTION
- CHANGES IN CONTROL OF TRADING MEMBERS
- CHANGES IN CONTROL OF AFFILIATE MEMBERS
- CHANGES IN CONTROL OF INTRODUCING BROKER MEMBERS
- RESIGNATION OF MEMBERSHIP
- TRANSFER OF TRADING MEMBERSHIP
- TRANSFER OF AFFILIATE MEMBERSHIP
- NON-MEMBER CONDUCT
- GENERAL MEETINGS OF TRADING MEMBERS
- VOTES
- GENERAL MEETINGS OF AFFILIATE MEMBERS
- DIRECTORS
- SHARE CAPITAL
- CALLS ON SHARES
- FORFEITURE AND LIEN
- TRANSFER OF SHARES
- DIVIDENDS
- PROCEEDINGS OF THE BOARD
- COMMITTEES OF THE BOARD
- INVESTIGATIONS COMMITTEE
- SECRETARY
- COMMON SEAL
- ACCOUNTS
- APPOINTMENT OF AUDITORS
- NOTICES
- WINDING UP
- DISTRIBUTION OF ASSETS
- INDEMNITY
- DISCLAIMER
- BY-LAWS
- MINOR BREACHES OF BY-LAWS
- BUSINESS OF THE EXCHANGE
- FIDELITY FUND
- EXCLUSION OF TABLE A
-
SCHEDULES
CLIENT ACKNOWLEDGEMENTS (FORMS 1-4)
STATEMENT OF RISK (FORM 5)
INTRODUCING BROKER – PRINCIPAL BROKER AGREEMENT
SCHEDULE OF MINOR BREACHES
UNDERTAKING BY NOMINATING MEMBER
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VUW Te Waharoa —
NZ Gazette 1990, No 170
NZLII —
NZ Gazette 1990, No 170
✨ LLM interpretation of page content
🏭
Approval of Articles of Association for New Zealand Futures and Options Exchange Limited
(continued from previous page)
🏭 Trade, Customs & Industry24 September 1990
Futures, Options, Exchange, Financial, Articles of Association