Financial and Regulatory Notices




19 SEPTEMBER 2013 NEW ZEALAND GAZETTE, No. 130 3627

Regulatory Reporting Guide for Authorised Financial Advisers.

The Regulatory Reporting Guide is referred to in Standard Condition 2 of the Standard Conditions for Authorised Financial Advisers.

The Regulatory Reporting Guide will be incorporated into Standard Condition 2 of the Standard Conditions for Authorised Financial Advisers and will apply to the current authorisations of financial advisers on 21 March 2014.

As the Regulatory Reporting Guide relates to a reporting requirement for authorised financial advisers and will assist FMA to understand the profiles of those advisers and focus its resources more appropriately in monitoring the authorised financial adviser population, FMA considers that the Regulatory Reporting Guide should apply to the current authorisations of financial advisers ahead of the renewal of those authorisations.

The Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers is available on FMA’s website at

www.fma.govt.nz/laws-we-enforce/policy/current-consultations/consultation-paper-regulatory-reporting-guide-for-authorised-financial-advisers/

Printed copies are also available for inspection free of charge and can be purchased from the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, between the hours of 8.30am and 5.30pm, Monday to Friday.

Written submissions can be made to FMA by using FMA’s website “Contact Us” form or via email to

consultation@fma.govt.nz

Submissions close 5.00pm on Friday 11 October 2013.

au6034


Securities Act 1978

Notice Under Section 70C of the Securities Act 1978

Pursuant to section 70B of the Securities Act 1978, the Financial Markets Authority on 13 September 2013 granted the exemptions contained in the Securities Act (Global Investment Services Limited) Exemption Notice 2013.

Copies are available on the Financial Markets Authority’s website

www.fma.govt.nz

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.

au6040

Notice Under Section 70C of the Securities Act 1978

Pursuant to section 70B of the Securities Act 1978, the Financial Markets Authority on 13 September 2013 granted the exemptions contained in the Securities Act (Southland Building Society) Exemption Amendment Notice 2013.

Copies are available on the Financial Markets Authority’s website

www.fma.govt.nz

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.

au6041

Notice Under Section 70C of the Securities Act 1978

Pursuant to section 70B of the Securities Act 1978, the Financial Markets Authority on 17 September 2013 granted the exemptions contained in the Securities Act (Meridian Energy Limited Crown share offer) Exemption Notice 2013.

Copies are available on the Financial Markets Authority’s website

www.fma.govt.nz

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.

au6042

Notice Under Section 70C of the Securities Act 1978

Pursuant to section 70B of the Securities Act 1978, the Financial Markets Authority on 13 September 2013 granted the exemptions contained in the Securities Act (Neuren Pharmaceuticals Limited) Exemption Notice 2013.

Copies are available on the Financial Markets Authority’s website

www.fma.govt.nz

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.

au6056


NZ Transport Agency

Government Roading Powers Act 1989

Land Transport Rule: Setting of Speed Limits 2003

New Zealand Transport Agency (Speed Limits on State Highways) Amendment Bylaw 2013/4

Pursuant to section 61(3) of the Government Roading Powers Act 1989, and the Land Transport Rule: Setting of Speed Limits 2003, the NZ Transport Agency hereby makes the following bylaw.

Bylaw

  1. Title and commencement—This bylaw may be cited as the New Zealand Transport Agency (Speed Limits on State Highways) Amendment Bylaw 2013/4 and will come into force 28 days after the date of publication of this notice in the New Zealand Gazette.

  2. Amendment—The New Zealand Transport Agency (Speed Limits on State Highways) Bylaw 2010/10* is hereby amended by:

• Inserting new line 9A in Schedule 1 to read:

"Line No.: 9A
Region: 1
SH No.: 1
Locality: Pakaraka"



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Online Sources for this page:

Gazette.govt.nz PDF NZ Gazette 2013, No 130





✨ LLM interpretation of page content

🏭 Regulatory Reporting Guide for Authorised Financial Advisers

🏭 Trade, Customs & Industry
Financial Advisers, Regulatory Reporting, FMA, Consultation Paper

🏭 Securities Act 1978 Exemption Notice for Global Investment Services Limited

🏭 Trade, Customs & Industry
13 September 2013
Securities Act, Exemption Notice, Financial Markets Authority, Global Investment Services Limited

🏭 Securities Act 1978 Exemption Amendment Notice for Southland Building Society

🏭 Trade, Customs & Industry
13 September 2013
Securities Act, Exemption Notice, Financial Markets Authority, Southland Building Society

🏭 Securities Act 1978 Exemption Notice for Meridian Energy Limited Crown Share Offer

🏭 Trade, Customs & Industry
17 September 2013
Securities Act, Exemption Notice, Financial Markets Authority, Meridian Energy Limited, Crown Share Offer

🏭 Securities Act 1978 Exemption Notice for Neuren Pharmaceuticals Limited

🏭 Trade, Customs & Industry
13 September 2013
Securities Act, Exemption Notice, Financial Markets Authority, Neuren Pharmaceuticals Limited

🏗️ New Zealand Transport Agency Speed Limits Amendment Bylaw

🏗️ Infrastructure & Public Works
Speed Limits, Bylaw, State Highways, NZ Transport Agency, Government Roading Powers Act