3704 NEW ZEALAND GAZETTE, No. 126 2 NOVEMBER 2006

ADRIAN ORR, Deputy Governor and Head of Financial
Stability, Reserve Bank of New Zealand.

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Dated at Wellington this 31st day of October 2006.

[L.S.]

The Common Seal of the Securities Commission was affixed
in the presence of:
COLIN BEYER, Member.

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Securities Commission

Securities Act 1978

Notice of Approval to Act as a Statutory Supervisor

Under Section 48 of the Securities Act 1978

Pursuant to section 48 of the Securities Act 1978, the
Securities Commission gives the following notice.

Notice

1. The Securities Commission (“Commission”) approves
   Geoffrey James Crichton Clark
   to act as a statutory supervisor for the purposes of
   the Securities Act 1978 in respect of securities offered
   to the public in accordance with the provisions of the
   Securities Act (Retirement Villages) Exemption Notice
   1999 by the following retirement village companies:

Geraldine Retirement Estate Limited;
Ryman Abbotts Way Limited;
Anthony Wilding Retirement Village Limited; and
Ryman Manawatu Limited.

2. This notice comes into force the day after its publication
   in the New Zealand Gazette.

3. This notice expires on the close of 30 April 2007.

4. The approval is given subject to the following
   conditions:

(a) That Geoffrey James Crichton Clark does not
at any time subscribe to any of the securities
offered by any of the retirement village companies;

(b) That Geoffrey James Crichton Clark does not at
any time hold any office, appointment (including
appointment as an auditor), have any involvement,
relationship or interest in respect of any of the
retirement village companies, or any manager of
any scheme offered by any of the retirement village
companies, otherwise than in connection with the
performance of his functions and powers as a
statutory supervisor;

(c) That Geoffrey James Crichton Clark is not at any
time an employee of any of the retirement village
companies, or any manager of any scheme offered
by any of the retirement village companies;

(d) That Geoffrey James Crichton Clark at no time
controls or has the right to control any of the
retirement village companies, or any manager of
any scheme offered by any of the retirement village
companies;

(e) That no relationship exists at any time between
Geoffrey James Crichton Clark and any of the
retirement village companies, or any manager of
any scheme offered by any of the retirement village
companies, that affects, or is likely to affect, his
performance as a statutory supervisor;

(f) That Geoffrey James Crichton Clark maintains
satisfactory professional indemnity insurance in
respect of the exercise of the functions and powers
of a statutory supervisor;

(g) That Geoffrey James Crichton Clark reports to
the Commission on any occurrence or change in
matters material to the Commission’s approvals of
him; and in any event on an annual basis to the
Commission by 1 March of each calendar year.

Securities Markets Act 1988

The Authorised Futures Dealers Notice (No. 4) 2006

Pursuant to section 38 of the Securities Markets Act 1988,
the Securities Commission gives the following notice.

Notice

Clause 1. Title, commencement and expiry—(1) This
notice is the Authorised Futures Dealers Notice (No. 4)
2006.

(2) This notice comes into force on the day after the date of
its publication in the New Zealand Gazette.

(3) This notice expires on the close of 30 November 2011.

Clause 2. Interpretation—(1) In this notice, unless the
context otherwise requires:

“Act” means the Securities Markets Act 1988.

“AFS Licence” means an Australian Financial Services
Licence granted under the Corporations Act 2001.

“ASIC” means the Australian Securities and Investments
Commission.

“ASX” means Australian Stock Exchange Limited.

“company” means Man Financial Australia Limited
(ABN 50 001 662 077).

“Corporations Act 2001” means the Corporations Act
2001 of the Commonwealth of Australia.

“product disclosure statement” means a document:

(a) that describes and contains the offer of, and relates
specifically to, the specified futures contracts;

(b) that is identical to a document that is:

(i) a product disclosure statement in terms of the
Corporations Act 2001; and

(ii) signed by the persons (if any) who are
required by law to sign that document;

(c) by means of which it is lawful under the laws of
Australia to make an offer of the specified futures
contracts to the public in Australia; and

(d) that is not an “offer information statement” or
“profile statement” (as those terms are defined in
section 9 of the Corporations Act 2001).

“recognised exchange” means an authorised futures
exchange or any exchange in a country other than
New Zealand which is authorised by the laws of that
country to operate as a futures exchange.

“Regulations” means the Futures Industry (Client Funds)
Regulations 1990.

“SFE” means Sydney Futures Exchange Limited.

“specified futures contract” means a futures contract
that is:

(a) a contract for difference, or a forward foreign
exchange contract, that is issued by the company and
described in the product disclosure statement; or

(b) a contract traded on a recognised exchange that is
offered by the company and described in the product
disclosure statement (other than contracts traded on
the SFE).

(2) Any term or expression that is defined in the Act or the
Regulations and used, but not defined, in this notice has
the same meaning as in the Act or the Regulations.