Financial Exemption Notices




NEW ZEALAND GAZETTE, No. 82 — 28 JULY 2015

GOVERNMENT NOTICES

Authorities/Other Agencies of State

Notice Under Section 148B of the Financial Advisers Act 2008

Pursuant to section 148 of the Financial Advisers Act 2008, the Financial Markets Authority on 24 July 2015 granted the exemption contained in the Financial Advisers (Courtenay Nominees Limited Transaction Reporting) Exemption Notice 2015.

Copies are available on the Financial Markets Authority’s website

www.fma.govt.nz

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.

2015-au4365


Notice Under Section 571 of the Financial Markets Conduct Act 2013

Pursuant to section 556 of the Financial Markets Conduct Act 2013, the Financial Markets Authority on 24 July 2015 granted the exemption contained in the Financial Markets Conduct Act (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015.

Copies are available on the Financial Markets Authority’s website

www.fma.govt.nz

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.

2015-au4366


PUBLISHED BY THE
DEPARTMENT OF INTERNAL AFFAIRS

newzealand.govt.nz

PRINTED BY BLUE STAR GROUP

ISSN 0111-5650 (PRINT)
ISSN 1177-8415 (ONLINE)




Online Sources for this page:

Gazette.govt.nz PDF NZ Gazette 2015, No 82





✨ LLM interpretation of page content

🏭 Financial Advisers Act Exemption Notice

🏭 Trade, Customs & Industry
24 July 2015
Financial Advisers Act, Exemption, Courtenay Nominees Limited
  • Financial Markets Authority

🏭 Financial Markets Conduct Act Exemption Notice

🏭 Trade, Customs & Industry
24 July 2015
Financial Markets Conduct Act, Exemption, Todd Family Office Limited
  • Financial Markets Authority