✨ Financial and Legislative Notices




NEW ZEALAND GAZETTE, No. 47 β€” 7 MAY 2015

Notice Under the Financial Advisers Act 2008

Pursuant to section 147A(1)(a) of the Financial Advisers Act 2008, notice is given of the approval of additional standard conditions for incorporation in authorisations of financial advisers to provide a personalised DIMS (under section 55(1)(b) of the Financial Advisers Act 2008) and amendment to standard condition 3.

The standard conditions can be downloaded from the Financial Markets Authority website www.fma.govt.nz.

Printed copies are also available from the Financial Markets Authority, Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, and Level 2, 1 Grey Street, Wellington.

The additional standard conditions are incorporated from 1 June 2015, into all grants of authorisations of financial advisers authorised to provide personalised DIMS.

Amended standard condition 3 is incorporated into all grants of authorisations of financial advisers 28 days after the date of publication of this notice.

Dated this 4th day of May 2015.

LIAM MASON, General Counsel, Financial Markets Authority.

2015-au2710


Delegated Legislation

Notice Under the Legislation Act 2012

Pursuant to the Legislation Act 2012, notice is hereby given of the making of Legislative Instruments as under:

Authority for Enactment Title or Subject-matter Serial Number Date of Enactment Retail
New Zealand Public Health and Disability Act 2000 New Zealand Public Health and Disability (Health Promotion Agency Levy) Order 2015 2015/77 4/5/15 $3.45
Education Act 1989 Education (Specified Institutions) Order 2015 2015/78 4/5/15 $3.45
Building Act 2004 Building (Infringement Offences, Fees, and Forms) Amendment Regulations 2015 2015/79 4/5/15 $3.45
Dairy Industry Restructuring Act 2001 Dairy Industry (Herd Testing and New Zealand Dairy Core Database) Amendment Regulations 2015 2015/80 4/5/15 $2.61
Accident Compensation Act 2001 Accident Compensation (Liability to Pay or Contribute to Cost of Treatment) Amendment Regulations 2015 2015/81 4/5/15 $3.45
Credit Contracts and Consumer Finance Act 2003 Credit Contracts and Consumer Finance Amendment Regulations (No 2) 2015 2015/82 4/5/15 $3.77
Credit Contracts and Consumer Finance Act 2003 Credit Contracts and Consumer Finance (Infringement Offences) Regulations 2015 2015/83 4/5/15 $5.55
Financial Service Providers (Registration and Dispute Resolution) Act 2008 Financial Service Providers (Exemptions) Amendment Regulations 2015 2015/84 4/5/15 $3.77

These Legislative Instruments can be accessed for free at www.legislation.govt.nz.

Copies can be bought or ordered by mail from Legislation Direct, PO Box 12418, Thorndon, Wellington 6144.
Email: ldorders@legislationdirect.co.nz Please quote title and serial numbers. Prices for quantities supplied on application.

54



Next Page →



Online Sources for this page:

Gazette.govt.nz PDF NZ Gazette 2015, No 47





✨ LLM interpretation of page content

🏭 Approval of Additional Standard Conditions for Financial Advisers

🏭 Trade, Customs & Industry
4 May 2015
Financial Advisers Act, DIMS, Standard Conditions, Financial Markets Authority
  • Liam Mason, General Counsel, Financial Markets Authority

πŸ›οΈ Delegated Legislation Notice Under the Legislation Act 2012

πŸ›οΈ Governance & Central Administration
Legislative Instruments, Legislation Act, Financial Regulations, Health Promotion