✨ Banking Regulation Schedule
21 FEBRUARY 2014 NEW ZEALAND GAZETTE, No. 21 495
Schedule 9—Full year and half year
Capital adequacy under the standardised approach
Contents
| Page | ||
|---|---|---|
| 1 | Capital | 495 |
| 2 | Capital structure | 496 |
| 3 | Credit risk | 497 |
| 4 | Additional mortgage information | 499 |
| 5 | Credit risk mitigation | 499 |
| 6 | Operational risk | 499 |
| 7 | Market risk end-period capital charges | 500 |
| 8 | Market risk peak end-of-day capital charges | 500 |
| 9 | Method for deriving peak end-of-day aggregate capital charge | 500 |
| 10 | Total capital requirements | 501 |
| 11 | Capital ratios | 501 |
| 12 | Solo capital adequacy | 502 |
| 13 | Capital for other material risks | 502 |
| 14 | Information about ultimate parent bank and ultimate parent banking group | 502 |
1 Capital
(1) The information in subclause (2) in respect of the registered bank’s banking group.
(2) The following information as at the reporting date:
Capital
Tier 1 capital
Common Equity Tier 1 (“CET1”) capital
| Paid-up ordinary shares issued by [the registered bank] plus related share premium | [amount] |
| Retained earnings (net of appropriations) | [amount] |
| Accumulated other comprehensive income and other disclosed reserves | [amount] |
| [itemise the interests arising from ordinary shares issued by fully consolidated subsidiaries and held by third parties, adding rows as needed, for example, for each instrument to show ordinary shares, as well as any associated retained earnings or other reserves] | [amount] |
Less deductions from CET1 capital [if there are no deductions, this line and its associated itemisation may be omitted]
| [itemise each deduction from CET1 capital, adding rows as needed] | [deduction amount] | [subtotal: CET1 capital amount] |
Additional Tier 1 (“AT1”) capital
| [itemise any AT1 capital instruments not subject to phase-out from AT1 capital under the Reserve Bank of New Zealand’s Basel III transitional arrangements, adding rows as needed] | [amount for each instrument including any related share premium] |
| [itemise any AT1 capital instruments subject to phase-out from AT1capital under the Reserve Bank of New Zealand’s Basel III transitional arrangements, adding rows as needed] | [qualifying amount] |
| [itemise the interests arising from an instrument for any AT1 capital instruments issued by fully consolidated subsidiaries and held by third parties, adding rows as needed, for example, for each instrument to show ordinary shares (not included in CET1 capital), as well as any associated retained earnings or other reserves] | [amount] |
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NZ Gazette 2014, No 21
✨ LLM interpretation of page content
💰
Registered Bank Disclosure Statements Order 2014
(continued from previous page)
💰 Finance & RevenueBanking, Financial Regulation, Disclosure Statements, Capital Adequacy, Credit Risk, Mortgage Information, Market Risk, Operational Risk