Bank Disclosure Statements




21 FEBRUARY 2014 NEW ZEALAND GAZETTE, No. 21 473

Schedule 2—Full year

Information to be included in disclosure statement

Contents

1 Details of ultimate parent bank and ultimate holding company 473
2 Interests in 5% or more of voting securities of registered bank 473
3 Priority of creditors’ claims 474
4 Guarantees 474
5 Details of guarantor 474
6 Details of guaranteed obligations 475
7 Details of government guarantors 475
8 Details of obligations guaranteed by government guarantors 476
9 Material cross guarantees 476
10 Directors 476
11 Auditors 477
12 Conditions of registration 477
13 Pending proceedings or arbitration 477
14 Credit rating 477
15 Historical summary of financial statements 478
16 Other material matters 478
17 Directors’ statements 478
18 Auditor’s report 479
19 Index 479

1 Details of ultimate parent bank and ultimate holding company

If applicable,—

(a) the name and address for service of the ultimate parent bank of the registered bank;

(b) the name and address for service of the ultimate holding company of the registered bank; and

(c) a summary of any regulations, legislation, or other restrictions of a legally enforceable nature that may materially inhibit the legal ability of the bodies corporate referred to in paragraphs (a) and (b) to provide material financial support to the registered bank.

2 Interests in 5% or more of voting securities of registered bank

To the extent that it is reasonably practicable for the registered bank to obtain it, the following information:

(a) the name of each person who has a direct or indirect qualifying interest in 5% or more of the voting securities of the registered bank, and the percentage of the interest that each of those persons holds;

(b) the nature of each interest identified in paragraph (a) if the person holding it is not a registered and beneficial holder of the securities; and

(c) the name of each person who has the ability to directly or indirectly appoint 25% or more of the board of directors (or other persons exercising powers of management, however described), and the percentage of



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Online Sources for this page:

Gazette.govt.nz PDF NZ Gazette 2014, No 21





✨ LLM interpretation of page content

💰 Registered Bank Disclosure Statements Order 2014 (continued from previous page)

💰 Finance & Revenue
Banking, Financial Regulation, Disclosure Statements, Reserve Bank, Capital Adequacy