Banking Regulations




30 AUGUST 2013 NEW ZEALAND GAZETTE, No. 121 3273

Schedule 9—Full year and half year

Capital adequacy under the standardised approach

Contents

1 Capital
2 Capital structure
3 Credit risk
4 Additional mortgage information
5 Credit risk mitigation
6 Operational risk
7 Market risk end-period capital charges
8 Market risk peak end-of-day capital charges
9 Method for deriving peak end-of-day aggregate capital charge
10 Total capital requirements
11 Capital ratios
12 Solo capital adequacy
13 Capital for other material risks
14 Information about ultimate parent bank and ultimate parent banking group

1 Capital

(1) The information in subclause (2) in respect of the registered bank’s banking group.

(2) The following information as at the reporting date:

Capital

Tier 1 capital

Common Equity Tier 1 (“CET1”) capital

Description
Paid-up ordinary shares issued by [the registered bank] plus related share premium
Retained earnings (net of appropriations)
Accumulated other comprehensive income and other disclosed reserves
[itemise the interests arising from ordinary shares issued by fully consolidated subsidiaries and held by third parties, adding rows as needed, for example, for each instrument to show ordinary shares, as well as any associated retained earnings or other reserves]

Less deductions from CET1 capital [if there are no deductions, this line and its associated itemisation may be omitted]

| Description | [deduction amount]| [subtotal: CET1 capital amount]|
|---|
|[itemise each deduction from CET1 capital, adding rows as needed]| | |

Additional Tier 1 (“AT1”) capital

| Description | [amount for each instrument including any related share premium]| [qualifying amount]|
|---|
|[itemise any AT1 capital instruments not subject to phase-out from AT1 capital under the Reserve Bank of New Zealand’s Basel III transitional arrangements, adding rows as needed]| |
|[itemise any AT1 capital instruments subject to phase-out from AT1 capital under the Reserve Bank of New Zealand’s Basel III transitional arrangements, adding rows as needed]| |



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Online Sources for this page:

Gazette.govt.nz PDF NZ Gazette 2013, No 121





✨ LLM interpretation of page content

💰 Additional Financial Disclosures for Registered Banks (continued from previous page)

💰 Finance & Revenue
Financial reporting, Banking regulations, Capital adequacy, Disclosure requirements