Disclosure Statement Schedule




NEW ZEALAND GAZETTE, No. 121

30 AUGUST 2013

Schedule 3—Half year and off quarters

Information to be included in disclosure statement

Contents Page
1 Details of ultimate parent bank and ultimate holding company 3258
2 Guarantees 3258
3 Summary information on guarantor and guaranteed obligations 3259
4 Summary information on government guarantors and government-guaranteed obligations 3259
5 Material cross guarantees 3259
6 Changes in registered bank’s board of directors 3260
7 Auditors 3260
8 Conditions of registration 3260
9 Pending proceedings or arbitration 3260
10 Credit rating 3260
11 Other material matters 3261
12 Directors’ statements 3261
13 Auditor’s report or review statement 3261

1 Details of ultimate parent bank and ultimate holding company

(1) If since the balance date for the most recent full year disclosure statement there has been a change in either the ultimate parent bank or the ultimate holding company of the registered bank,—

(a) a statement of the nature of the changes;

(b) the name and address for service of the ultimate parent bank; and

(c) the name and address for service of the ultimate holding company.

(2) If since the balance date for the most recent full year disclosure statement there has been a material change in regulations, legislation, or other restrictions of a legally enforceable nature that may materially inhibit the legal ability of the bodies corporate referred to in subclause (1) to provide material financial support to the registered bank, a statement of the nature of the changes.

2 Guarantees

(1) A statement on whether or not any material obligations of the registered bank are guaranteed as at the date its directors sign its disclosure statement.

(2) If any material obligations of the registered bank are guaranteed under a guarantee that is not a government guarantee, for each such guarantee the matters set out in clause 3.

(3) If the registered bank has a government guarantee, for each such guarantee the matters set out in clause 4.

(4) If any material obligations of the registered bank are guaranteed under a cross guaranteeing arrangement, the matters required by clause 5.

(5) Subclause (2) does not apply if subclause (4) applies.



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Online Sources for this page:

Gazette.govt.nz PDF NZ Gazette 2013, No 121





✨ LLM interpretation of page content

💰 Schedule 3—Half year and off quarters disclosure statement

💰 Finance & Revenue
Disclosure statement, Financial information, Bank regulation