NEW ZEALAND GAZETTE, No. 102

24 AUGUST 2012

Schedule 3—Half year and off quarter

Information to be included in disclosure statement

Contents Page

1 Details of ultimate parent bank and ultimate holding company...................................... 2948
2 Changes in subordination of claims of creditors......................................................... 2948
3 Changes to the requirement to hold excess assets over deposit liabilities........................ 2949
4 Changes to the requirement to maintain sufficient assets to cover ongoing obligation to pay deposit liabilities................................................................................................. 2949
5 Guarantees................................................................................................................ 2949
6 Summary information on guarantor and guaranteed obligations...................................... 2949
7 Summary information on government guarantors and government-guaranteed obligations........................................................................................................ 2950
8 Material cross guarantees......................................................................................... 2950
9 Changes in registered bank’s board of directors.......................................................... 2951
10 Auditors................................................................................................................... 2951
11 Conditions of registration...................................................................................... 2951
12 Credit rating............................................................................................................ 2951
13 Other material matters............................................................................................. 2951
14 Directors’ and New Zealand chief executive officer’s statements............................... 2951
15 Financial statements of registered bank and overseas banking group........................... 2952
16 Auditor’s report or review statement........................................................................ 2952

1 Details of ultimate parent bank and ultimate holding company

(1) If since the balance date for the most recent full year disclosure statement there has been a change in either the ultimate parent bank or the ultimate holding company of the registered bank,—

(a) a statement of the nature of the changes;

(b) the name and address for service of the ultimate parent bank; and

(c) the name and address for service of the ultimate holding company.

(2) If since the balance date for the most recent full year disclosure statement there has been a material change in regulations, legislation, or other restrictions of a legally enforceable nature that may materially inhibit the legal ability of the bodies corporate referred to in subclause (1) to provide material financial support to the registered bank, a statement of the nature of the changes.

2 Changes in subordination of claims of creditors

If, since the balance date for the most recent full year disclosure statement, there have been any material changes in any material legislative or regulatory restrictions in the registered bank’s country of domicile that, in a liquidation of the registered bank, subordinate the claims of any class of unsecured creditors of the branch on the assets of the registered bank to those of any other class of unsecured creditors of the registered bank, a description of those changes.