Banking Regulations




NEW ZEALAND GAZETTE, No. 88

24 JUNE 2011

Schedule 2

Information to be included in general short form disclosure statement

Contents Page

1 Name and address for service of registered bank.....................................................................2370
2 Details of ultimate parent bank and ultimate holding company............................................2370
3 Interests in 5% or more of voting securities of registered bank............................................2370
4 Directors.............................................................................................................................2371
5 Guarantees......................................................................................................................2371
6 Details of guarantor..........................................................................................................2371
7 Details of guaranteed obligations.....................................................................................2372
7A Details of government guarantees.....................................................................................2372
7B Details of obligations guaranteed by government guarantors...............................................2373
8 Availability of guarantee contracts.....................................................................................2373
9 Material cross guarantees..................................................................................................2373
10 Absence of supplemental disclosure statement.....................................................................2374
11 Conditions of registration.................................................................................................2374
12 Credit rating.......................................................................................................................2374
13 Insurance business..........................................................................................................2375
14 Directors’ statements........................................................................................................2375
15 Auditor’s report.................................................................................................................2375


1 Name and address for service of registered bank

The name and address for service of the registered bank.

2 Details of ultimate parent bank and ultimate holding company

If applicable,—

(a) the name and address for service of the ultimate parent bank of the registered bank; and

(b) the name and address for service of the ultimate holding company of the registered bank; and

(c) a summary of any regulations, legislation, or other restrictions of a legally enforceable nature that may materially inhibit the legal ability of the bodies corporate referred to in paragraphs (a) and (b) to provide material financial support to the registered bank.

3 Interests in 5% or more of voting securities of registered bank

To the extent that it is reasonably practicable for the registered bank to obtain the following information:

(a) the name of each person who has a direct or indirect qualifying interest in 5% or more of the voting securities of the registered bank, and the percentage of the interest that each of those persons holds; and

(b) the nature of each interest identified in paragraph (a) if the person holding it is not a registered and beneficial holder of the securities; and

(c) the name of each person who has the ability to directly or indirectly appoint 25% or more of the board of



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Online Sources for this page:

Gazette.govt.nz PDF NZ Gazette 2011, No 88





✨ LLM interpretation of page content

💰 Registered Bank Disclosure Statement (Off-Quarter—New Zealand Incorporated Registered Banks) Order 2011 (continued from previous page)

💰 Finance & Revenue
20 June 2011
Banking regulations, Disclosure statement, Supplemental information, Financial statements, Guarantee contracts, Auditor’s report