✨ General Disclosure Statement Requirements
24 JUNE 2011 NEW ZEALAND GAZETTE, No. 88 2299
Schedule 3
Information to be included in general disclosure statement
Contents
| Page | ||
|---|---|---|
| 1 | Name and address for service of registered bank................................. 2299 | |
| 2 | Details of ultimate parent bank and ultimate holding company............... 2299 | |
| 3 | Interests in 5% or more of voting securities of registered bank ............... 2299 | |
| 4 | Guarantees ............................................................................................... 2300 | |
| 5 | Details of guarantor............................................................................. 2300 | |
| 6 | Details of guaranteed obligations.......................................................... 2301 | |
| 6A | Details of government guarantors ......................................................... 2301 | |
| 6B | Details of obligations guaranteed by government guarantors ................... 2302 | |
| 7 | Availability of guarantee contracts ....................................................... 2302 | |
| 8 | Material cross guarantees........................................................................ 2302 | |
| 9 | Absence of supplemental disclosure statement........................................ 2303 | |
| 10 | Directors................................................................................................ 2303 | |
| 11 | Auditors .................................................................................................. 2304 | |
| 12 | Conditions of registration .................................................................... 2304 | |
| 13 | Pending proceedings or arbitration ....................................................... 2304 | |
| 14 | Credit rating ........................................................................................... 2304 | |
| 15 | Historical summary of financial statements ........................................... 2304 | |
| 16 | Members of banking group ..................................................................... 2305 | |
| 17 | Insurance business ................................................................................. 2305 | |
| 18 | Other material matters............................................................................. 2306 | |
| 19 | Directors’ statements ............................................................................. 2306 | |
| 20 | Auditor’s report..................................................................................... 2306 |
1 Name and address for service of registered bank
The name and address for service of the registered bank.
2 Details of ultimate parent bank and ultimate holding company
If applicable,—
(a) the name and address for service of the ultimate parent bank of the registered bank; and
(b) the name and address for service of the ultimate holding company of the registered bank; and
(c) a summary of any regulations, legislation, or other restrictions of a legally enforceable nature that may materially inhibit the legal ability of the bodies corporate referred to in paragraphs (a) and (b) to provide material financial support to the registered bank.
3 Interests in 5% or more of voting securities of registered bank
To the extent that it is reasonably practicable for the registered bank to obtain the following information:
(a) the name of each person who has a direct or indirect qualifying interest in 5% or more of the voting securities of the registered bank, and the percentage of the interest that each of those persons holds; and
Next Page →
NZ Gazette 2011, No 88
✨ LLM interpretation of page content
💰 Schedule 3: Information to be included in general disclosure statement
💰 Finance & RevenueDisclosure statement, Banking regulations, Financial reporting, Corporate governance