✨ Banking Disclosure Statement Requirements
554 NEW ZEALAND GAZETTE, No. 21 28 FEBRUARY 2011
9 Changes in registered bank’s board of directors
(1) A statement on whether or not there have been any changes in the composition of the registered bank’s board of directors since the balance date for its most recent full year disclosure statement, and if so, the changes involved, and the name of each director affected by the changes.
(2) If applicable, the name of each director, and the New Zealand chief executive officer, on whose behalf each responsible person has signed the half year or off quarter disclosure statement.
10 Auditors
The name and address of any auditor whose report or review statement is referred to in the disclosure statement.
11 Conditions of registration
(1) If any changes to the conditions of registration have occurred between the reporting date for the previous disclosure statement and the reporting date for the disclosure statement, a description of those changes including the dates on which the changes occurred.
(2) If the registered bank has not complied with all conditions of registration over the half year accounting period or the off quarter accounting period as applicable, a description of the nature and extent of each case of non-compliance.
12 Credit rating
If the registered bank is required, by a notice given to it under section 80 of the Act, to obtain or maintain a rating of its creditworthiness or financial condition by a person nominated or approved by the Reserve Bank, with respect to each rating obtained or maintained by the registered bank that complies with the notice given under section 80 of the Act, the following information:
(a) the name of the person who gave the rating;
(b) the type of rating; and
(c) the current rating and all qualifications to that rating.
13 Other material matters
Details of any matters relating to the business or affairs of the registered bank and its banking group that—
(a) are not contained elsewhere in the disclosure statement; and
(b) would, if disclosed, materially affect the decision of a person to subscribe for debt securities of which the registered bank or any member of its banking group is the issuer.
Next Page →
NZ Gazette 2011, No 21
✨ LLM interpretation of page content
💰
Banking Disclosure Statement Requirements
(continued from previous page)
💰 Finance & RevenueBanking, Disclosure, Financial Statements, Directors, CEO, Auditor, Index, Schedule, Half Year, Off Quarter, Excess Assets, Deposit Liabilities, Guarantees, Guarantor, Credit Ratings