New Zealand Gazette – 2011 – No. 21

Page 464

✨ Banking Disclosure Requirements



NEW ZEALAND GAZETTE, No. 21

28 FEBRUARY 2011

Schedule 2—Full year

Information to be included in disclosure statement

Contents Page
1 Details of ultimate parent bank and ultimate holding company 464
2 Interests in 5% or more of voting securities of registered bank 464
3 Priority of creditors’ claims 465
4 Guarantees 465
5 Details of guarantor 465
6 Details of guaranteed obligations 466
7 Details of government guarantors 466
8 Details of obligations guaranteed by government guarantors 467
9 Material cross guarantees 467
10 Directors 467
11 Auditors 468
12 Conditions of registration 468
13 Pending proceedings or arbitration 468
14 Credit rating 468
15 Historical summary of financial statements 469
16 Other material matters 469
17 Directors’ statements 469
18 Auditor’s report 470
19 Index 470

1 Details of ultimate parent bank and ultimate holding company

If applicable,—

(a) the name and address for service of the ultimate parent bank of the registered bank;

(b) the name and address for service of the ultimate holding company of the registered bank; and

(c) a summary of any regulations, legislation, or other restrictions of a legally enforceable nature that may materially inhibit the legal ability of the bodies corporate referred to in paragraphs (a) and (b) to provide material financial support to the registered bank.

2 Interests in 5% or more of voting securities of registered bank

To the extent that it is reasonably practicable for the registered bank to obtain it, the following information:

(a) the name of each person who has a direct or indirect qualifying interest in 5% or more of the voting securities of the registered bank, and the percentage of the interest that each of those persons holds;

(b) the nature of each interest identified in paragraph (a) if the person holding it is not a registered and beneficial holder of the securities; and

(c) the name of each person who has the ability to directly or indirectly appoint 25% or more of the board of directors (or other persons exercising powers of



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Online Sources for this page:

Gazette.govt.nz — PDF NZ Gazette 2011, No 21




✨ LLM interpretation of page content

💰 Registered Bank Disclosure Statements (New Zealand Incorporated Registered Banks) Order 2011 (continued from previous page)

💰 Finance & Revenue
21 February 2011
Banking, Disclosure Statements, Registered Banks, Capital Adequacy, Financial Reporting, Reserve Bank, Accounting Standards