NEW ZEALAND GAZETTE, No. 135

10 SEPTEMBER 2009

(h) the company maintains adequate professional indemnity insurance for its business at all times;

(i) the company maintains an external disputes resolution scheme that is available to New Zealand retail clients; and

(j) the company immediately notifies the Securities Commission in writing of any material matter concerning the company’s authorisation as a futures dealer, including the following events:

(i) the insolvency of the company or the bankruptcy of any of its directors or senior managers;

(ii) where a receiver, provisional liquidator, liquidator or a similar officer is appointed, or any resolution is passed or order made for the liquidation or dissolution of the company;

(iii) if the company, or any of its directors or senior managers, is convicted of an indictable offence;

(iv) if any auditor’s report prepared in accordance with the Corporations Act 2001, the Corporations Regulations or the company’s AFS Licence shows any non-compliance with the Corporations Act 2001, the Corporations Regulations or its AFS Licence;

(v) any regulatory action taken against the company, or any of its directors or senior managers whether in New Zealand or elsewhere;

(vi) if its AFS licence is varied or revoked; and

(vii) if any director or senior manager leaves the company or if any new director or senior manager is appointed to the company.

Dated at Wellington this 8th day of September 2009.

The Common Seal of the Securities Commission was affixed in the presence of:

[L.S.]

JANE DIPLOCK, Chairperson.

Land Notices

Harbour Boards Dry Land Endowment Revesting Act 1991

Notice of Approval for Land to be Sold, Otherwise Disposed Of or Modified, Pursuant to Section 5 of the Harbour Boards Dry Land Endowment Revesting Act 1991

Under the Harbour Boards Dry Land Endowment Revesting Act 1991, I, Catherine Joan Wilkinson, Associate Minister of Conservation, hereby approve the sale of the following parcel of land currently vested in the Grey District Council, being part of the land described in Part C of the Schedule to the Harbour Boards Dry Land Endowment Revesting Act 1991, under the description “Greymouth Harbour Lands” and being more particularly described in the following Schedule.

Schedule

Land proposed for sale by the Grey District Council, pursuant to the Reserves and Other Lands Disposal Act 1982 and the Harbour Boards Dry Land Endowment Revesting Act 1991.

In terms of section 5(2)(c) of the Harbour Boards Dry Land Endowment Revesting Act 1991, the approval shall take effect on the date of this notice.

Dated at Wellington this 15th day of August 2009.

HON KATE WILKINSON, Associate Minister of Conservation.

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Notice of Approval for Land to be Sold, Otherwise Disposed Of or Modified, Pursuant to Section 5 of the Harbour Boards Dry Land Endowment Revesting Act 1991

Under the Harbour Boards Dry Land Endowment Revesting Act 1991, I, Catherine Joan Wilkinson, Associate Minister of Conservation, under an instrument of delegation from the Minister of Conservation dated 24 March 2009, hereby approve the sale of the following parcel of land currently vested in the Grey District Council, being part of the land described in Part C of the Schedule to the Harbour Boards Dry Land Endowment Revesting Act 1991, under the description “Greymouth Harbour Lands” and being more particularly described in the following Schedule.

Schedule

Land proposed for sale by the Grey District Council, pursuant to the Reserves and Other Lands Disposal Act 1982 and the Harbour Boards Dry Land Endowment Revesting Act 1991.

In terms of section 5(2)(c) of the Harbour Boards Dry Land Endowment Revesting Act 1991, the approval shall take effect on the date of this notice.

Dated at Wellington this 15th day of August 2009.

HON KATE WILKINSON, Associate Minister of Conservation.

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