New Zealand Gazette – 2008 – No. 40

Page 1113

✨ Financial Regulations

27 FEBRUARY 2008 NEW ZEALAND GAZETTE, No. 40 1113

(a) must not contain any offer (within the meaning of
section 2 of the Securities Act 1978) of securities; but

(b) may contain information required for the purposes of
regulations 21(2) and 22(d) of the Securities
Regulations 1983.

16 Information about shareholders
The short form disclosure statement of a registered bank must
not state or imply that a person is, or intends to become, a
shareholder of the overseas bank, or of a member of the
overseas banking group, without also stating whether that
person guarantees any of the obligations of the registered bank
or any member of the banking group.

17 Disclosure of currency that is not New Zealand dollars
A registered bank must disclose the currency used if
information is disclosed in a currency that is not New Zealand
dollars.

**Subpart 2—Content of key information summary, general short form
disclosure statement, and supplemental disclosure statement**

**Key information summary**

18 Information to be included in key information summary

(1) The key information summary of a registered bank must
    include the information prescribed in Schedule 1—
    (a) in respect of its most recent off-quarter balance date, or
        first quarter accounting period, or third quarter
        accounting period (as applicable); and
    (b) in the same order and under the same headings set out in
        that schedule.

(2) If a key information summary would be false or misleading as a
    result of stating the information required to be disclosed under
    this order, the key information summary must, under the
    relevant heading, include information and explanations that will
    make the key information summary not false or misleading.

(3) If applicable, the information contained in the key information
    summary must be taken from the information contained in the
    general short form disclosure statement.

(4) The key information summary may contain additional
    information to which the information required in Schedule 1
    may refer by way of note, but only if that information is set out
    after the information required to be disclosed under that
    schedule.

(5) The information that is required to be disclosed under clauses 4
    to 8 of Schedule 1 must include comparative figures for the
    previous corresponding period.

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