✨ Banking Disclosure Requirements
27 FEBRUARY 2008
NEW ZEALAND GAZETTE, No. 40
1017
2
Details of ultimate parent bank and ultimate holding company
If applicable,—
(a) the name and address for service of the ultimate parent bank of the registered bank; and
(b) the name and address for service of the ultimate holding company of the registered bank; and
(c) a summary of any regulations, legislation, or other restrictions of a legally enforceable nature that may materially inhibit the legal ability of the bodies corporate referred to in paragraphs (a) and (b) to provide material financial support to the registered bank.
3
Interests in 5% or more of voting securities of registered bank
To the extent that it is reasonably practicable for the registered bank to obtain the following information:
(a) the name of each person who has a direct or indirect qualifying interest in 5% or more of the voting securities of the registered bank, and the percentage of the interest that each of those persons holds; and
(b) the nature of each interest identified in paragraph (a) if the person holding it is not a registered and beneficial holder of the securities; and
(c) the name of each person who has the ability to directly or indirectly appoint 25% or more of the board of directors (or other persons exercising powers of management, however described), and the percentage of the directors that each of those persons has the ability to appoint.
4
(1) Directors
A statement whether there have been any changes in the composition of the registered bank’s board of directors since the date on which the signing of its previous disclosure statement is completed, and if so, the changes involved, and the name of each director affected by the changes.
If applicable, the name of each director on whose behalf each responsible person has signed the short form disclosure statement.
(2)
5
(1) Guarantees
A statement whether any material obligations of the registered bank are guaranteed.
(2)
If a person guarantees any material obligations of the registered bank and clause 9 does not apply, the matters set out in clauses 6 to 8.
6
(1) Details of guarantor
The name and address for service of the guarantor.
(2)
A statement whether the guarantor is a member of the banking group.
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Online Sources for this page:
VUW Te Waharoa —
NZ Gazette 2008, No 40
Gazette.govt.nz —
NZ Gazette 2008, No 40
✨ LLM interpretation of page content
💰
Registered Bank Disclosure Statement Order 2008
(continued from previous page)
💰 Finance & Revenue25 February 2008
Banking, Disclosure requirements, General short form disclosure statement, Supplemental disclosure statement