3 MAY 2007 NEW ZEALAND GAZETTE, No. 48 1263

Notice

1. Title and commencement—(1) This notice may be cited as the South Canterbury Rural Fire District Notice 1998 Amendment No. 3.

(2) This notice will come into force 28 days after its publication in the New Zealand Gazette.

2. Amendment of Rural Fire District Notice—The principal notice* is hereby amended by deleting the Schedule and inserting a new Schedule as follows:

“Canterbury, Otago, and Southland Land Districts

All those parcels containing 1,157,000 hectares; shown on SO 19960 lodged in the office of the Chief Surveyor, Otago, as the same on those plans numbered NRFA 129 deposited in the Headquarters of the New Zealand Fire Service at Wellington.

All those parcels containing 5402.6629 hectares, being Reserve 3543 as shown on SO 1491; Lot 1 DP 58553; Lot 2 DP 58554; Lots 3, 4 and 5 DP 58555; more commonly known as Geraldine Forest.

All those parcels containing 4588.9109 hectares, being Lots 1, 2 and 4 DP 43809; Lots 5, 6 and 7 DP 43954; Lot 1, DP 60168; Lots 2, 3, 4, 5, 6, 7, 8, 9 and 10 DP 60169, and Lots 11, 12, 13 and 14 DP 60170; more commonly known as Waimate Forest.

All those parcels of land marked “E” and “F” on SO 302746; also shown on plans numbered NRFA0703 held at the offices of the National Rural Fire Authority, Wellington.

Land to be Excluded from the Rural Fire District

All those parcels of land marked “D” on SO 302746, also shown on plans numbered NRFA0703 held at the offices of the National Rural Fire Authority, Wellington.”

Dated at Wellington this 27th day of April 2007.

M. J. DUDFIELD, National Rural Fire Officer.

New Zealand Gazette, 13 August 1998, No. 112, page 2775
Amended: New Zealand Gazette, 13 September 2001, No. 124, page 3228
Amended: New Zealand Gazette, 13 March 2003, No. 25, page 738
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Securities Commission

Securities Markets Act 1988

The Authorised Futures Dealers Notice (No. 2) 2007

Pursuant to section 38 of the Securities Markets Act 1988, the Securities Commission (“Commission”) gives the following notice.

Notice

1. Title, commencement and expiry—(1) This notice is the Authorised Futures Dealers Notice (No. 2) 2007.

(2) This notice comes into force on the day after the date of its publication in the New Zealand Gazette.

(3) This notice expires on the close of 31 May 2012.

2. Interpretation—(1) In this notice, unless the context otherwise requires:

“Act” means the Securities Markets Act 1988.

“Trafalgar Copley” means Trafalgar Copley Limited.

(2) Any term or expression that is defined in the Act and used, but not defined, in this notice has the same meaning as in the Act.

3. Authorisation—(1) Trafalgar Copley is authorised to carry on the business of dealing in futures contracts generally.

(2) The authorisation is subject to the conditions that:

(a) Trafalgar Copley does not carry on the business of dealing in futures contracts except as part of the business of Trafalgar Copley as an investment adviser or investment manager for a funds manager or a fund; and

(b) Trafalgar Copley does not hold client money or client property in connection with dealing in futures contracts; and

(c) Trafalgar Copley deals only on behalf of its wholesale clients, being any client that is:

(i) a person who controls at least $10 million; or

(ii) a trustee of a trust or a funds manager, acting in that capacity, who has under that person’s control, as trustee or funds manager, net assets of at least $10 million; or

(iii) a person who is authorised to carry on the business of dealing in futures contracts under the Act; or

(iv) a person authorised in another jurisdiction by the competent authority of that jurisdiction to deal in futures contracts; or

(v) Her Majesty the Queen in right of New Zealand, a Crown entity named in the Crown Entities Act 2004, or a State enterprise named in the First or Second Schedule to the State-Owned Enterprises Act 1986 (each as amended from time to time); or

(vi) a person who is a statutory corporation or a registered bank; or

(vii) a person whose principal business is the investment of money or who, in the course of and for the purposes of their business, habitually invests money; or

(viii) a person who is a related body corporate of any of the persons mentioned in subparagraphs (i) to (vii) above; and

(d) before dealing in any futures contract in respect of which the authorisation applies, Trafalgar Copley is satisfied on reasonable grounds that the wholesale client is contracting:

(i) as principal on its own account; or

(ii) on behalf of a related body corporate; or

(iii) as trustee of a trust or manager of a managed fund; and

(e) Trafalgar Copley notifies the Commission of any material matter concerning Trafalgar Copley’s authorisation as a futures dealer, including any regulatory action taken concerning Trafalgar Copley, whether in New Zealand or overseas; and

(f) Trafalgar Copley provides the Commission with a copy of Trafalgar Copley’s audited financial statements no later than three months after the end of each financial year for Trafalgar Copley.

Dated at Wellington this 1st day of May 2007.

The Common Seal of the Securities Commission was affixed in the presence of:

[L.S.]

J. DIPLOCK, Chairperson.
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