New Zealand Gazette – 1994 – No. 17

Page 931

Page 932 →

✨ Amendments to Exchange Rules

SUPPLEMENT to

TAURANGA DISTRICT LIBRARY

REFERENCE SECTION

931

NEW ZEALAND GAZETTE

OF THURSDAY, 24 FEBRUARY 1994

WELLINGTON: TUESDAY, 1 MARCH 1994 — ISSUE NO. 17

NEW ZEALAND FUTURES & OPTIONS EXCHANGE RULES

1992

New Zealand Coat of Arms

New Zealand Futures & Options Exchange Rules 1992

CATHERINE A. TIZARD, Governor-General
At Wellington this 28th day of February 1994

Present:
Her Excellency the Governor-General IN COUNCIL

Pursuant to section 11 of the Sharebrokers Act 1908, Her Excellency the Governor-General, acting by and with the advice and consent of the Executive Council, hereby approves the following amendments to the New Zealand Futures & Options Exchange Rules 1992.

The New Zealand Futures & Options Exchange Rules are amended as follows:

By inserting in Rule 2.1 immediately after the definition of “affiliated clients” the following new definition:

“allotcate” in relation to a Trading Permit Holder, means to signify in accordance with the procedures from time to time prescribed by the Company that the bought or sold side of a Market Contract is to be registered in the name of another eligible person nominated by that Trading Permit Holder, and “allocation” has a corresponding meaning.

By deleting the definitions of the terms “Clearing House Regulations and Clearing Member” in Rule 2.1 and substituting the following new definitions:

“Clearing By-Laws” means the by-laws of the Clearing House for use in clearing Contracts traded on the Exchange.

“Clearing Member” means a Dealer who is a member of the Clearing House.

“Clearing Member Guarantee” means a guarantee by a Clearing Member of the performance of all Contracts entered into by, or allocated to and confirmed by, a Trading Permit Holder which is not a Clearing Member, and an undertaking by that Clearing Member to cause all such Market Contracts to be registered by the Clearing House in its name (except where any such Market Contract is allocated to, and such allocation is confirmed by, another Clearing Member, or by another Trading Permit Holder in respect of which a current Clearing Member Guarantee is in existence), in the form set out in Schedule 4.

“Guarantor Clearing Member” in relation to a Trading Permit Holder which is not a Clearing Member

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VUW Te Waharoa — NZ Gazette 1994, No 17

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🏭 Amendments to New Zealand Futures & Options Exchange Rules 1992

Domain🏭 Trade, Customs & Industry
Dated28 February 1994
KeywordsExchange Rules, Amendments, Trading Permit Holder, Clearing House
👩‍💼 Officials

CATHERINE A. TIZARD, Governor-General

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