3130

NEW ZEALAND GAZETTE

No. 148

Lieutenant and Quartermaster Alan Howard Chambers, 4 February 1991.

Royal N.Z. Army Education Corps
Captain Garry John Diack, M.A.(HONS), 18 February 1991.

Royal N.Z. Nursing Corps
Captain Denise Edna Gluer, 24 February 1991.

Dated at Wellington this 23rd day of September 1991.

WARREN COOPER, Minister of Defence.

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Health

Medicines Act 1981

Corrigendum

Classification of Medicines

Correction to notice published, pursuant to section 106 (1) of the Medicines Act 1981, on the 26th day of September 1991. The said notice is hereby amended by replacing the entries, in the Second Schedule for ECONAZOLE and FENOTEROL with the following:

ECONAZOLE; and its salts; in medicines for vaginal use.

FENOTEROL; and its salts; except in medicines for inhalation or for parenteral use.

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Justice

Sharebrokers Act 1908

New Zealand Futures & Options Exchange Limited

CATHERINE A. TIZARD, Governor-General

At Wellington this 30th day of September 1991

Present:

THE RIGHT HON. J. B. BOLGER PRESIDING IN COUNCIL

Pursuant to section 11 of the Sharebrokers Act 1908, Her Excellency the Governor-General, acting by and with the advice and consent of the Executive Council, hereby approves the following amendments to the articles of association of the New Zealand Futures & Options Exchange Limited.

Article 6.1

Paragraph (k) is omitted and the following paragraph substituted:

“(k) not knowingly transact any business on behalf of:

(i) any director, partner or employee of any other Trading Member or of any Affiliate Member or Introducing Broker Member; or

(ii) any client in which any such director, partner or employee has an interest, either direct or indirect; or

(iii) any Local Member other than a Local Member for whom the Trading Member is the Nominating Member;

unless the Trading Member has:

(iv) obtained a written consent from such other Trading Member or Affiliate Member or Introducing Broker Member consenting to such director, partner, employee or client (as the case may be) transacting business on the Market and specifying any terms and conditions of such consent; and

(v) provided a copy of such written consent to the Exchange and received confirmation of receipt of the same from the Exchange; and

(vi) attached a copy of such written consent to the signed client acknowledgement form held by the Trading Member.

For the purpose of this sub-clause “employee” shall include persons who as a representative of the Member advise or solicit instructions from persons in relation to the sale or purchase of futures or options contracts on the Market. The provisions of this sub-clause shall not apply to trading by a Trading Member or an Affiliate Member through another Trading Member;”

Article 7.1

Paragraph (q) is omitted and the following paragraph substituted:

“(q) not knowingly transact any business on behalf of:

(i) any director, partner or employee of any Trading Member or Introducing Broker Member or of any other Affiliate Member; or

(ii) any client in which any such director, partner or employee has an interest, either direct or indirect; or

(iii) any Local Member;

unless the Affiliate Member has:

(iv) obtained a written consent from such Trading Member or other Affiliate Member or Introducing Broker Member consenting to such director, partner, employee or client (as the case may be) transacting business on the Market and specifying any terms and conditions of such consent; and

(v) provided a copy of such written consent to the Exchange and received confirmation of receipt of the same from the Exchange; and

(vi) attached a copy of such written consent to the signed client acknowledgement form held by the Affiliate Member.

For the purpose of this sub-clause “employee” shall include persons who as a representative of the Member advise or solicit instructions from persons in relation to the sale or purchase of futures, related or similar contracts on the Market;”

Article 9.1

Paragraph (o) is omitted and the following paragraph substituted:

“(o) not knowingly transact any business on behalf of:

(i) any director, or employee of, or partner in any other Member; or

(ii) any client in which any such director, employee or partner has an interest, either direct or indirect;

unless the Introducing Broker Member has:

(iii) obtained a written consent from such other Member consenting to such director, partner, employee or client (as the case may be) transacting business on the Market and specifying any terms and conditions of such consent; and

(iv) provided a copy of such written consent to the Exchange and received confirmation of receipt of the same from the Exchange; and

(v) attached a copy of such written consent to the signed client acknowledgement form held by the Introducing Broker Member.

For the purpose of this sub-clause “employee” shall include persons who as a representative of the Member advise or solicit instructions from persons in relation to trading in futures contracts, options contracts, or similar contracts;”

ELIZABETH WILKINS, Acting for Clerk of the Executive Council.

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