New Zealand Gazette – 1983 – No. 98

Page 2131

Page 2132 →

✨ Stock Exchange Rules

No. 98 2131

SUPPLEMENT
TO THE
NEW ZEALAND GAZETTE
OF
THURSDAY, 7 JULY 1983

Published by Authority

WELLINGTON: FRIDAY, 8 JULY 1983

The New Zealand Stock Exchange Rules 1983

RONALD DAVISON,
Administrator of the Government

At the Government House at Wellington this 4th day
of July 1983

Present:

His Excellency the ADMINISTRATOR OF THE GOVERNMENT
IN COUNCIL

Pursuant to the Sharebrokers Amendment Act 1981, His
Excellency the Administrator of the Government in Council
hereby approves the following rules made by the Stock Exchange
Association of New Zealand for and in anticipation of the establishment of the
New Zealand Stock Exchange.

Analysis

1.0 Interpretation
2.0 Objects
3.0 Membership
3A.0 Transitional Provisions
4.0 Application for Membership
5.0 Election to Membership
6.0 Conditions of Membership
7.0 Council
8.0 Executive
9.0 Regional Exchanges
10.0 General Meetings
11.0 Conduct of Members
12.0 Listing
13.0 Prospectuses
14.0 Underwriting
15.0 Quotations and Sales Reporting
16.0 Brokerage
17.0 Contracts
18.0 Delivery and Settlement

19.0 Short-term Money Market, Commercial Bills,
Contributory Mortgages
20.0 Discipline
21.0 Disputes
22.0 Defaulting Members
23.0 Members Books of Account and Audit
24.0 Fidelity Guarantee Fund
25.0 General
26.0 Miscellaneous
27.0 Common Seal
28.0 Financial
29.0 Amendment to Rules

1.0 Interpretation

1.01 In these Rules and any Regulations made hereunder—
"bylaws" in relation to any regional exchange means its
bylaws made under Rule 9.04 and for the time being in
force.

1.02 "Exchange" or "N.Z. Stock Exchange" means the New
Zealand Stock Exchange (which body is referred to in
section 3 of the Sharebrokers Amendment Act 1981 as
the successor of the Stock Exchange Association of New
Zealand, the Auckland Stock Exchange, the Wellington
Stock Exchange, the Christchurch-Invercargill Stock
Exchange Limited and the Dunedin Stock Exchange).

1.03 "Executive" means the Executive of the Exchange as
constituted by Rule 8.01.

1.04 "Executive Director" means the executive director of the
Exchange or the person for the time being carrying out
the duties of the executive director.

1.05 "committee" means the committee of a regional exchange
as provided for by Rule 9.03.

1.06 "Council" means the Council of the Exchange as
constituted by Rule 7.02.

1.07 "member" means a member of the Exchange and includes
both ordinary and country members except where a
contrary intention appears.

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VUW Te Waharoa — NZ Gazette 1983, No 98

NZLII — NZ Gazette 1983, No 98

Parliament House (depicted) was completed in 1918 and remains the primary seat of Parliament.

✨ LLM interpretation of page content

🏭 Approval of New Zealand Stock Exchange Rules 1983

Domain🏭 Trade, Customs & Industry
Dated4 July 1983
KeywordsStock Exchange, Rules, Approval, Sharebrokers Amendment Act 1981
👩‍💼 Officials

Ronald Davison, Administrator of the Government

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